Application scoping course will show you the key components that are used in making the decisions for what application will be in-scope during a period.
The goals for SOX IT controls are to ensure the systems are accurate, complete, and free from error since that would impact the financial reporting. The key to defining your scope for SOX is to understand which processes and systems actually impact financial reporting.
Here are the courses layout: After you complete each course click “COMPLETE then Next Lesson”
- Introduction to Audit, Compliance and Risk
- Line of Defense
- ITGC & Application Control Breakdown
- Control Documentation Example
- Application Scoping Decision Matrix
- SOX Master Planning Sheet
- ITGC CDA PBC List Example
- CDA Sampling Testing
- CPA Sampling Testing
- SOC Report Review
- Interview Preparation
Application Scoping Decision Matrix
We have key decision points to determine in-scope applications, supporting infrastructure (e.g., database) and service organization for ITGC testing.
Controls over key applications, supporting infrastructure and service organizations are tested to provide assurance on financial data completeness and accuracy.