Lines of Defense

This course will provide the details to explain the Lines of Defense and their impact on the business.

1 – operational functions that directly own and manage services and the associated risks.

2 – oversight of management activity, separate from those responsible for delivery but not independent management chain of the organization.

3 – functions that provide independent and objective assurance regarding the integrity and effectiveness of risk management and related controls in the organization.

Here are the courses layout: After you complete each course click “COMPLETE then Next Lesson”

1. Introduction to Audit, Compliance and Risk
2. Line of Defense
3. ITGC & Application Control Breakdown
4. Control Documentation Example
5. Application Scoping Decision Matrix
6. SOX Master Planning Sheet
7. ITGC CDA PBC List Example
8. CDA Sampling Testing
9. CPA Sampling Testing
10. SOC Report Review
11. Interview Preparation