Enrolled:
3 students
Duration:
60 mins
Lectures:
1
Video:
60 mins
Level:
Pro
This course will provide some more insight on how the SOX planning is done. It will show you in details the various components that are needed to get a comprehensive planning completed.
This task is mainly done by the audit manager or director. But it is necessary for you to see how it is accomplished should in case you are given the assignment.
Here are the courses layout: After you complete each course click “COMPLETE then Next Lesson”
- Introduction to Audit, Compliance and Risk
- Line of Defense
- ITGC & Application Control Breakdown
- Control Documentation Example
- Application Scoping Decision Matrix
- SOX Master Planning Sheet
- ITGC CDA PBC List Example
- CDA Sampling Testing
- CPA Sampling Testing
- SOC Report Review
- Interview Preparation
SOX Audit Planning Example
1
SOX Audit Planning Sheet
This lesson will give you a more internal view of what goes on when planning for a SOX audit. You will be able to get a visual of the various components which include: SOX control master, team hours allocation, control allocation, submitter hours & review hours.
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